M•••••• W•••••

Advisor at G••••• R••••••••• P••••••• L••

SAN RAFAEL, CA | Framingham, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06ace0a1-4f2d-f962-c3d0-9c2ec6c55ab0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 2, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Nov 21, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Nov 30, 2015	n/a	yes	Framingham, MA\|SAN RAFAEL, CA	Current employment
C•••••• S••••••••• M••••••••• I•••	Independent wealth	Jan 4, 2006	Nov 17, 2015	no	GLEN ALLEN, VA\|BOSTON, MA\|NATICK, MA\|FRAMINGHAM, MA\|FRAMINGHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••••••• M••••••••• I•••	G••••• R••••••••• P••••••• L••	Nov 17, 2015	Nov 30, 2015	13	Firm change	Other
I•••••••• C•••••• A•••••••	C•••••• S••••••••• M••••••••• I•••	Dec 21, 2005	Jan 4, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
14169:172011:MA:2015-11-17	Nov 17, 2015	Nov 30, 2015	FRAMINGHAM, MA	Firm change

Relationships

Registered with (4)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Nov 30, 2015 to presentfactForm ADV
→ C•••••• S••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2006 to Nov 17, 2015factForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Jan 13, 2005 to Dec 21, 2005factForm ADV
→ E•••••• P•••• A••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06ace0a1-4f2d-f962-c3d0-9c2ec6c55ab0
First observed: Feb 2, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.