RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• W•••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Nov 30, 2015 · Framingham, Ma
- C•••••• S••••••••• M••••••••• I••• independent RIAJan 4, 2006 to Nov 17, 2015 · Glen Allen, Va
- I•••••••• C•••••• A••••••• formerJan 13, 2005 to Dec 21, 2005 · Framingham, Ma
- E•••••• P•••• A••••••• I••• unclassifiedFeb 2, 2004 to Dec 31, 2004
- C•••••• S••••••••• M••••••••• I••• to G••••• R••••••••• P••••••• L••left Nov 17, 2015, registered Nov 30, 2015 (13 days) · Other · moved with a team
- I•••••••• C•••••• A••••••• to C•••••• S••••••••• M••••••••• I•••left Dec 21, 2005, registered Jan 4, 2006 (14 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Dec 31, 2004, registered Jan 13, 2005 (13 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address