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Advisor at FIFTH THIRD WEALTH ADVISORS LLC
Tarrytown, NY | Stamford, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD WEALTH ADVISORS LLC | Mixed wealth | Jun 15, 2023 | n/a | yes | Tarrytown, NY|Stamford, CT | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 25, 2017 | May 15, 2018 | no | WEEHAWKEN, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 3, 2016 | May 4, 2017 | no | HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | FIFTH THIRD WEALTH ADVISORS LLC | May 15, 2018 | Jun 15, 2023 | 1,857 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | UBS FINANCIAL SERVICES INC. | May 4, 2017 | May 25, 2017 | 21 | Firm change | Wirehouse to wirehouse |