DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

IRIS SANGUINETTI

Advisor at CONSULTIVA WEALTH MANAGEMENT, CORP.

SAN JUAN, PR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:06aff415-0aa0-3266-0bb2-8673dc1ec353

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONSULTIVA WEALTH MANAGEMENT, CORP.
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 7, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jun 7, 2001
First registration: Aug 8, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4356882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONSULTIVA WEALTH MANAGEMENT, CORP.	Other adviser	Aug 2, 2022	n/a	yes	SAN JUAN, PR	Current employment
UCAP AMERICAS	Mixed wealth	May 28, 2019	Jul 19, 2022	no	Miami, FL\|MIAMI, FL	Previous registration
INSIGHT SECURITIES, INC.	Mixed wealth	May 2, 2013	Apr 22, 2019	no	Fort Mill, SC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 14, 2011	Aug 24, 2012	no	MIAMI, FL	Previous registration
NORTHERN TRUST SECURITIES, INC	Bd affiliated wealth	Aug 8, 2001	Dec 31, 2009	no	MIAMI, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UCAP AMERICAS	CONSULTIVA WEALTH MANAGEMENT, CORP.	Jul 19, 2022	Aug 2, 2022	14	Firm change	Other
INSIGHT SECURITIES, INC.	UCAP AMERICAS	Apr 22, 2019	May 28, 2019	36	Firm change	RIA to RIA
UBS FINANCIAL SERVICES INC.	INSIGHT SECURITIES, INC.	Aug 24, 2012	May 2, 2013	251	Firm change	Other
NORTHERN TRUST SECURITIES, INC	UBS FINANCIAL SERVICES INC.	Dec 31, 2009	Jan 14, 2011	379	Firm change	Other

Relationships

Registered with (5)

→ CONSULTIVA WEALTH MANAGEMENT, CORP.Registered adviserregistration: current employment
Aug 2, 2022 to presentfactForm ADV
→ UCAP AMERICASRegistered adviserregistration: previous registration
May 28, 2019 to Jul 19, 2022factForm ADV
→ INSIGHT SECURITIES, INC.Registered adviserregistration: previous registration
May 2, 2013 to Apr 22, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 14, 2011 to Aug 24, 2012factForm ADV
→ NORTHERN TRUST SECURITIES, INCRegistered adviserregistration: previous registration
Aug 8, 2001 to Dec 31, 2009factForm ADV

Dated events

Occurred
Jul 19, 2022
Advisor changed firm
Iris Sanguinetti left Ucap Americas for Consultiva Wealth Management, Corp. (registered 2022-08-02)
Form ADVobserved 4 days ago