DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Iris Sanguinetti
Feed of 09/14/2026
At current firm
4 y
since Aug 2, 2022
In the industry
25 y
since Jun 7, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Consultiva Wealth Management, Corp. other currentsince Aug 2, 2022 · San Juan, Pr
- Ucap Americas mixed wealthMay 28, 2019 to Jul 19, 2022 · Miami, Fl
- Insight Securities, Inc. mixed wealthMay 2, 2013 to Apr 22, 2019 · Fort Mill, Sc
- UBS Financial Services Inc. wirehouseJan 14, 2011 to Aug 24, 2012 · Miami, Fl
- Northern Trust Securities, Inc BD affiliatedAug 8, 2001 to Dec 31, 2009 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- Ucap Americas to Consultiva Wealth Management, Corp.left Jul 19, 2022, registered Aug 2, 2022 (14 days) · Other
- Insight Securities, Inc. to Ucap Americasleft Apr 22, 2019, registered May 28, 2019 (36 days) · RIA to RIA
- UBS Financial Services Inc. to Insight Securities, Inc.left Aug 24, 2012, registered May 2, 2013 (251 days) · Other
- Northern Trust Securities, Inc to UBS Financial Services Inc.left Dec 31, 2009, registered Jan 14, 2011 (379 days) · Other
Signals
- Iris Sanguinetti left Ucap Americas for Consultiva Wealth Management, Corp. (registered 2022-08-02)Jul 19, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address