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Advisor at IBN FINANCIAL SERVICES, INC
Spokane, WA | LIVERPOOL, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IBN FINANCIAL SERVICES, INC | Independent wealth | Oct 12, 2017 | n/a | yes | Spokane, WA|LIVERPOOL, NY | Current employment |
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | Sep 16, 2016 | Apr 28, 2017 | no | BELLINGHAM, WA | Previous registration |
| RIDGEWAY CONGER ADVISORY SERVICES | Former SEC adviser | Jan 12, 2016 | Jul 27, 2016 | no | Bellingham, WA|NEW WOODSTOCK, NY | Previous registration |
| RIDGEWAY CONGER ADVISORY SERVICES | Former SEC adviser | Jan 8, 2015 | Dec 31, 2015 | no | BELLINHAM, WA|NEW WOODSTOCK, NY | Previous registration |
| RIDGEWAY CONGER ADVISORY SERVICES | Former SEC adviser | Dec 23, 2009 | Dec 31, 2014 | no | BELLINGHAM, WA|BELLINGHAM, WA|NEW WOODSTOCK, NY | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 3, 2008 | Dec 31, 2009 | no | BELLINGHAM, WA|BELLINGHAM, WA|RENTON, WA | Previous registration |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Dec 14, 2007 | Mar 28, 2008 | no | BELLINGHAM, WA|SAN DIEGO, CA|SAN DIEGO, CA | Previous registration |
| 1717 CAPITAL MANAGEMENT COMPANY | n/a | Mar 22, 2006 | Jan 2, 2008 | no | BELLINGHAM, WA|BELLINGHAM, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | IBN FINANCIAL SERVICES, INC | Apr 28, 2017 | Oct 12, 2017 | 167 | Firm change | Other |
| RIDGEWAY CONGER ADVISORY SERVICES | B. RILEY WEALTH ADVISORS, INC. | Jul 27, 2016 | Sep 16, 2016 | 51 | Firm change | Other |
| WOODBURY FINANCIAL SERVICES, INC. | RIDGEWAY CONGER ADVISORY SERVICES | Dec 31, 2009 | Dec 23, 2009 | -8 | Firm change | Other |
| INDEPENDENT FINANCIAL GROUP, LLC | WOODBURY FINANCIAL SERVICES, INC. | Mar 28, 2008 | Mar 3, 2008 | -25 | Firm change | Other |
| 1717 CAPITAL MANAGEMENT COMPANY | INDEPENDENT FINANCIAL GROUP, LLC | Jan 2, 2008 | Dec 14, 2007 | -19 | Firm change | Other |