DFX Intelligence

D••••• K•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D••••• K•••• C•••••

Advisor at C••••••••• W•••••• L••

KAILUA, HI | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:06d22999-1859-da33-5d0c-a3726be98b92

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 28, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W•••••• L••	Independent wealth	Jun 15, 2023	n/a	yes	KAILUA, HI\|OVERLAND PARK, KS	Current employment
C•••••• A•••••••	Bd affiliated wealth	Feb 7, 2021	Jun 20, 2023	no	Portalnd, OR\|SOUTHFIELD, MI\|Portland, OR\|Kailua, HI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••••	C••••••••• W•••••• L••	Jun 20, 2023	Jun 15, 2023	-5	Firm change	Ibd to RIA
F•••••••• A•••••••• I••••••••• M•••••••••	C•••••• A•••••••	Jan 6, 2021	Feb 7, 2021

Relationships

Registered with (3)

→ C••••••••• W•••••• L••Registered adviserregistration: current employment
Jun 15, 2023 to presentfactForm ADV
→ C•••••• A•••••••Registered adviserregistration: previous registration
Feb 7, 2021 to Jun 20, 2023factForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Jan 28, 2019 to Jan 6, 2021factForm ADV

Dated events

Occurred
Jun 20, 2023
Advisor changed firm
D••••• K•••• C••••• left C•••••• A••••••• for C••••••••• W•••••• L•• (registered 2023-06-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06d22999-1859-da33-5d0c-a3726be98b92
First observed: Jan 28, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.