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L••• C•••••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

L••• C•••••••• L••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

FRISCO, TX | DALLAS, TX

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Search this name across graphsid dfx:ria:06eb775b-001b-f8a8-cae2-9ca74119afc5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 7, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 18, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 4, 2025	n/a	yes	FRISCO, TX\|DALLAS, TX	Current employment
A••••••• I••••••••• M••••••••• L••	n/a	Jan 4, 2013	Jul 1, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• I••••••••• M••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 1, 2013	Apr 4, 2025	4,295	Firm change after gap	Other
A••••••• W••••• M••••••••• L••	A••••••• I••••••••• M••••••••• L••	Jan 5, 2013

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Apr 4, 2025 to presentfactForm ADV
→ A••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2013 to Jul 1, 2013factForm ADV
→ A••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 7, 2012 to Jan 5, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:06eb775b-001b-f8a8-cae2-9ca74119afc5
First observed: May 7, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.