RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• C•••••••• L••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 4, 2025 · Frisco, Tx
- A••••••• I••••••••• M••••••••• L•• unclassifiedJan 4, 2013 to Jul 1, 2013 · Dallas, Tx
- A••••••• W••••• M••••••••• L•• independent RIAMay 7, 2012 to Jan 5, 2013 · West Lake Hills, Tx
- A••••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 1, 2013, registered Apr 4, 2025 (4295 days) · Other
- A••••••• W••••• M••••••••• L•• to A••••••• I••••••••• M••••••••• L••left Jan 5, 2013, registered Jan 4, 2013 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address