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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant28 years in industry

JAMES RAY MUNCHBACH

Advisor at BAYROCK FINANCIAL, L.L.C.

FRIENDSWOOD, TX

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Search this name across graphsid dfx:ria:06f2bb69-a4b0-d7e2-bc9d-c7d502f5e7c1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAYROCK FINANCIAL, L.L.C.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66|S63
First exam: Jun 13, 1998
First registration: Apr 15, 2003
Dual registered: no
Other names: JIM R MUNCHBACH|JIM RAY MUNCHBACH
IAPD individual key: 3062608

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAYROCK FINANCIAL, L.L.C.	State registered	Sep 24, 2019	n/a	yes	FRIENDSWOOD, TX	Current employment
TREMONT STREET ADVISORS, LLC	State registered	Feb 9, 2018	Aug 8, 2019	no	Houston, TX\|LEAGUE CITY, TX\|Houston, TX	Previous registration
ARKOS GLOBAL ADVISORS, LLC	Independent wealth	Apr 25, 2017	Mar 20, 2018	no	HOUSTON, TX	Previous registration
AVIDIAN WEALTH SOLUTIONS	Independent wealth	Sep 1, 2016	Apr 25, 2017	no	HOUSTON, TX	Previous registration
MORGAN STANLEY	Wirehouse	Mar 13, 2015	Aug 26, 2016	no	Houston, TX\|Houston, TX	Previous registration
STATE FARM INVESTMENT MANAGEMENT CORP.	Asset manager	Apr 15, 2003	Mar 9, 2006	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TREMONT STREET ADVISORS, LLC	BAYROCK FINANCIAL, L.L.C.	Aug 8, 2019	Sep 24, 2019	47	Firm change	Other
ARKOS GLOBAL ADVISORS, LLC	TREMONT STREET ADVISORS, LLC	Mar 20, 2018	Feb 9, 2018	-39	Firm change after gap	Other
AVIDIAN WEALTH SOLUTIONS	ARKOS GLOBAL ADVISORS, LLC	Apr 25, 2017	Apr 25, 2017	0	Firm change	Other
MORGAN STANLEY	AVIDIAN WEALTH SOLUTIONS	Aug 26, 2016	Sep 1, 2016	6	Firm change	Other
STATE FARM INVESTMENT MANAGEMENT CORP.	MORGAN STANLEY	Mar 9, 2006	Mar 13, 2015	3,291	Firm change after gap	Other

Relationships

Registered with (6)

→ BAYROCK FINANCIAL, L.L.C.Registered adviserregistration: current employment
Sep 24, 2019 to presentfactForm ADV
→ TREMONT STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 9, 2018 to Aug 8, 2019factForm ADV
→ ARKOS GLOBAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 25, 2017 to Mar 20, 2018factForm ADV
→ AVIDIAN WEALTH SOLUTIONSRegistered adviserregistration: previous registration
Sep 1, 2016 to Apr 25, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 13, 2015 to Aug 26, 2016factForm ADV
→ STATE FARM INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Apr 15, 2003 to Mar 9, 2006factForm ADV

Dated events

No dated event names this entity yet.