DFX Intelligence

C•••• J••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

C•••• J••••••• P•••••••

Advisor at B•••••••• I••••••••• G••••

PHOENIX, AZ | RANCHO MIRAGE, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Jul 29, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• G••••	Independent wealth	Dec 19, 2025	n/a	yes	PHOENIX, AZ\|RANCHO MIRAGE, CA	Current employment
B•••••••• A•••• M••••••••• L••	Independent wealth	Apr 19, 2016	Jun 30, 2023	no	Palm Desert, CA\|RENO, NV\|Rancho Mirage, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A•••• M••••••••• L••	B•••••••• I••••••••• G••••	Jun 30, 2023	Dec 19, 2025	903	Firm change after gap	RIA to RIA
T••• I••••••••• A•••••••• L••	B•••••••• A•••• M••••••••• L••	Mar 9, 2016	Apr 19, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
143440:316544:CA:2023-06-30	Jun 30, 2023	Dec 19, 2025	RANCHO MIRAGE, CA	Firm change after gap
166606:143440:CA:2016-03-09	Mar 9, 2016	Apr 19, 2016	LAGUNA NIGUEL, CA	Firm change
20999:166606:CA:2015-02-26	Feb 27, 2015	Mar 5, 2015	PALM DESERT, CA	Firm change

Relationships

Registered with (9)

→ B•••••••• I••••••••• G••••Registered adviserregistration: current employment
Dec 19, 2025 to presentfactForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 19, 2016 to Jun 30, 2023factForm ADV
→ T••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 5, 2015 to Mar 9, 2016factForm ADV
→ C••••• • A••••••••• I•••

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 29, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.