DFX Intelligence
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Reading the graph
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Advisor at B•••••• F•••••••• P••••••• L••
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••••• F•••••••• P••••••• L•• | State registered | Aug 26, 2021 | n/a | yes | NEW YORK, NY | Current employment |
| B•••••• F•••••••• P••••••• L•• | State registered | Jan 10, 2013 | Jan 14, 2015 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• | B•••••• F•••••••• P••••••• L•• | Apr 12, 2010 | Jan 10, 2013 | 1,004 | Firm change after gap | Other |
| V•• A••••••• S••••••• | S•• | May 29, 2009 | Jun 4, 2009 |
| S•• | Bd affiliated wealth | Jun 4, 2009 | Apr 12, 2010 | no | NEW YORK, NY | Previous registration |
| V•• A••••••• S••••••• | Former SEC adviser | Apr 1, 2005 | May 29, 2009 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Oct 31, 2002 | Aug 19, 2003 | no | NEW YORK, NY | Previous registration |
| Firm change |
| Other |
| W•••• F•••• A••••••• | V•• A••••••• S••••••• | Aug 19, 2003 | Apr 1, 2005 | 591 | Firm change after gap | Other |