RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• P••••••
- B•••••• F•••••••• P••••••• L•• state registered currentsince Aug 26, 2021 · New York, Ny
- B•••••• F•••••••• P••••••• L•• state registeredJan 10, 2013 to Jan 14, 2015 · New York, Ny
- S•• BD affiliatedJun 4, 2009 to Apr 12, 2010 · New York, Ny
- V•• A••••••• S••••••• formerApr 1, 2005 to May 29, 2009 · New York, Ny
- W•••• F•••• A••••••• wirehouseOct 31, 2002 to Aug 19, 2003 · New York, Ny
- S•• to B•••••• F•••••••• P••••••• L••left Apr 12, 2010, registered Jan 10, 2013 (1004 days) · Other
- V•• A••••••• S••••••• to S••left May 29, 2009, registered Jun 4, 2009 (6 days) · Other
- W•••• F•••• A••••••• to V•• A••••••• S•••••••left Aug 19, 2003, registered Apr 1, 2005 (591 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address