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Reading the graph
Advisor at FARTHER
SAN FRANCISCO, CA | Brooklyn, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Farther | Independent wealth | Feb 23, 2023 | n/a | yes | Brooklyn, NY|SAN FRANCISCO, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 16, 2019 | Jan 6, 2023 | no | NEW YORK, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Apr 16, 2019 | Jun 3, 2019 | no | New York, NY|ARLINGTON, VA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Oct 9, 2018 | Mar 5, 2019 | no | STAMFORD, CT|Stamford, CT|STAMFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Farther | Jan 6, 2023 | Feb 23, 2023 | 48 | Firm change | Wirehouse to RIA |
| E*TRADE CAPITAL MANAGEMENT, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 3, 2019 | Jul 16, 2019 | 43 | Firm change | RIA to wirehouse |
| EQUITABLE ADVISORS, LLC | E*TRADE CAPITAL MANAGEMENT, LLC | Mar 5, 2019 | Apr 16, 2019 | 42 | Firm change | Ibd to RIA |