DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Christian Anderson Pierce
At current firm
3 y
since Feb 23, 2023
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Farther independent RIA currentsince Feb 23, 2023 · Brooklyn, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 16, 2019 to Jan 6, 2023 · New York, Ny
- E*Trade Capital Management, LLC formerApr 16, 2019 to Jun 3, 2019 · New York, Ny
- Equitable Advisors, LLC national BDOct 9, 2018 to Mar 5, 2019 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Fartherleft Jan 6, 2023, registered Feb 23, 2023 (48 days) · Wirehouse to independent RIA
- E*Trade Capital Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 3, 2019, registered Jul 16, 2019 (43 days) · RIA to wirehouse
- Equitable Advisors, LLC to E*Trade Capital Management, LLCleft Mar 5, 2019, registered Apr 16, 2019 (42 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- Christian Pierce left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Farther (registered 2023-02-23)Jan 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address