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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

MELISSA LYNN HUMM

Advisor at OSAIC WEALTH, INC.

MAUMEE, OH | FINDLAY, OH

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 13, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 13, 2005
First registration: Jan 18, 2005
Dual registered: yes, broker-dealer
Other names: MELISSA L PELOW|MELISSA L CUNNINGHAM|MELISSA LYNN CUNNINGHAM
IAPD individual key: 3054754

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 14, 2021	n/a	yes	FINDLAY, OH\|MAUMEE, OH	Current employment
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	May 12, 2015	Oct 18, 2021	no	FINDLAY, OH\|COLUMBUS, OH\|FINDLAY, OH\|COLUMBUS, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Apr 16, 2015	no	LIMA, OH\|COLUMBUS, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 13, 2007	Oct 1, 2012	no	COLUMBUS, OH\|LIMA, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 18, 2005	Mar 20, 2006	no	COLUMBUS, OH\|COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HUNTINGTON FINANCIAL ADVISORS	OSAIC WEALTH, INC.	Oct 18, 2021	Oct 14, 2021	-4	Firm change	Ibd to ibd
J.P. MORGAN SECURITIES LLC	HUNTINGTON FINANCIAL ADVISORS	Apr 16, 2015	May 12, 2015	26	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Mar 20, 2006	Dec 13, 2007	633	Firm change after gap	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 14, 2021 to presentfactForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 12, 2015 to Oct 18, 2021factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Apr 16, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 13, 2007 to Oct 1, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 18, 2005 to Mar 20, 2006factForm ADV

Dated events

No dated event names this entity yet.