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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GUNN & COMPANY INVESTMENT MANAGEMENT, INC.

CRD 120084

JACKSONVILLE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07625db4-407f-81ee-91ea-cd73c32ce27a

Data as of Feb 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 15
On other graphs: 0
Observed: Mar 20, 2012 to Feb 19, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $214MItem 5.F on the latest filing (2026-02-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $214M
Private client RAUM: $207MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $71.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 433
Individual clients: 114
High net worth clients: 58
Custody, client assets: $6.0M
SEC number: 801-112077
CRD: 120084
Filings on the tape: 35
First filed: Mar 20, 2012
Latest filed: Feb 19, 2026
Organised: Corporation, FL
Website: gunncoim.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SUSAN RAE HUGHES	n/a	JACKSONVILLE, FL	26	29	n/a	no
MARSHALL DEAN GUNN	n/a	JACKSONVILLE, FL	5	32	1	no
SHAWN JOSEPH MCCABE	Certified Financial Planner\|Personal Financial Specialist	JACKSONVILLE, FL	2	18	6	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DeWitt, Elizabeth, P	Shareholder	A	yes	10/2020	Dec 18, 2020	Jul 31, 2024
GUNN, MARSHALL, DEAN	President	D	yes	11/1996	Mar 20, 2012	Jul 31, 2024
HUGHES, SUSAN, RAE	CHIEF COMPLIANCE OFFICER	B	yes	10/2007	Mar 20, 2012	Jul 31, 2024
MORRELL, RENEE, LYNN	VICE PRESIDENT	B	yes	07/2015	Mar 20, 2012	Jul 31, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GUNN & COMPANY, CPA, PA	n/a	n/a	n/a	N	yes	n/a
MARSHALL D. GUNN, JR.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 19, 2026	$214M	$214M	5	2	0	n/a	n/a
2024	Apr 22, 2025	$195M	$195M	5	2	0	n/a	n/a
2023	Mar 27, 2024	$168M	$168M	4	2	0	n/a	n/a
2022	Mar 27, 2023	$132M	$132M	4	2	0	n/a	n/a
2021	Mar 30, 2022	$248M	$248M	8	6	0	n/a	n/a
2020	Mar 30, 2021	$190M	$190M	9	6	0	n/a	n/a
2019	Mar 27, 2020	$161M	$161M	2	1	0	n/a	n/a
2018	Mar 28, 2019	$121M	$121M	2	1	0	n/a	n/a
2017	Mar 26, 2018	$109M	$109M	2	1	0	n/a	n/a
2014	Jan 28, 2015	$60.7M	$60.7M	3	2	n/a	n/a	n/a
2013	Mar 31, 2014	$93.4M	$93.4M	3	2	n/a	n/a	n/a
2012	Feb 22, 2013	$92.0M	$92.0M	3	2	n/a	n/a	n/a
2011	Mar 20, 2012	$90.5M	$90.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$214M	$195M	9.8%	$132M	17.3%	5	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FINANCIAL INDEPENDENCE ADVISORS, LLC	2	Oct 4, 2022	Apr 7, 2022	JACKSONVILLE, FL	Team lift out	RIA to RIA	50.0%
FINANCIAL INDEPENDENCE ADVISORS, LLC	2	Aug 15, 2022	Jan 1, 2025	JACKSONVILLE, FL	Team lift out	RIA to RIA	33.3%

Relationships

Registered with (7)

← SHAWN JOSEPH MCCABEAdvisorregistration: current employment
Jul 10, 2024 to presentfactForm ADV
← MARSHALL DEAN GUNNAdvisorregistration: previous registration
Jun 5, 1997 to Jul 21, 2015factForm ADV
← SUSAN RAE HUGHESAdvisorregistration: current employment
Jan 18, 2000 to presentfactForm ADV
← KENNETH RYAN KREYAdvisorregistration: previous registration
Sep 3, 2015 to Oct 4, 2022factForm ADV
← Brian Allen HallAdvisorregistration: previous registration
Mar 16, 2020 to Oct 4, 2022factForm ADV
← Isaac Jacob BrohinskyAdvisorregistration: previous registration
Jan 4, 2017 to Aug 15, 2022factForm ADV
← Joel Clayton ChamberlainAdvisorregistration: previous registration
May 8, 2020 to Aug 15, 2022factForm ADV

Moved with (1)

→ FINANCIAL INDEPENDENCE ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Aug 15, 2022 to Jan 1, 2025factForm ADV

Controls (4)

← GUNN, MARSHALL, DEANOwnerPRESIDENT, ownership code D, individual
Mar 20, 2012 to Jul 31, 2024factForm ADV
← MORRELL, RENEE, LYNNOwnerVICE PRESIDENT, ownership code B, individual
Mar 20, 2012 to Jul 31, 2024factForm ADV
← HUGHES, SUSAN, RAEOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 20, 2012 to Jul 31, 2024factForm ADV
← DeWitt, Elizabeth, POwnerSHAREHOLDER, ownership code A, individual
Dec 18, 2020 to Jul 31, 2024factForm ADV

Dated events

Occurred
Nov 21, 2022
Regulatory AUM changed
Gunn & Company Investment Management, Inc. reported RAUM $121.3M, down 51% from $248.1M (2022-04-05 to 2022-11-21)
Form ADVobserved 5 days ago
$-127M
Occurred
Oct 4, 2022
Team lift-out
2 advisors left Gunn & Company Investment Management, Inc. (Jacksonville, FL) for Financial Independence Advisors, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Oct 4, 2022
Advisor changed firm
Kenneth Ryan Krey left Gunn & Company Investment Management, Inc. for Financial Independence Advisors, Llc (registered 2022-01-26)
Form ADVobserved 5 days ago
Occurred
Oct 4, 2022
Advisor changed firm
Brian Allen Hall left Gunn & Company Investment Management, Inc. for Financial Independence Advisors, Llc (registered 2022-04-07)
Form ADVobserved 5 days ago
Occurred
Aug 15, 2022
Team lift-out
2 advisors left Gunn & Company Investment Management, Inc. (Jacksonville, FL) for Financial Independence Advisors, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Aug 15, 2022
Advisor changed firm
Isaac Jacob Brohinsky left Gunn & Company Investment Management, Inc. for Financial Independence Advisors, Llc (registered 2022-01-26)
Form ADVobserved 5 days ago
Occurred
Aug 15, 2022
Advisor changed firm
Joel Clayton Chamberlain left Gunn & Company Investment Management, Inc. for Financial Independence Advisors, Llc (registered 2025-01-01)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Control person left
Clayton Joel Chamberlain (Shareholder) no longer on Schedule A of Gunn & Company Investment Management, Inc. (listed 2021-10-22, absent 2022-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Control person left
Ryan Kenneth Krey (Shareholder) no longer on Schedule A of Gunn & Company Investment Management, Inc. (listed 2021-10-22, absent 2022-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Control person left
Jacob Isaac Brohinsky (Shareholder) no longer on Schedule A of Gunn & Company Investment Management, Inc. (listed 2021-10-22, absent 2022-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person joined
Clayton Joel Chamberlain (Shareholder) appeared on Schedule A of Gunn & Company Investment Management, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person joined
Ryan Kenneth Krey (Shareholder) appeared on Schedule A of Gunn & Company Investment Management, Inc.
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Control person joined
Jacob Isaac Brohinsky (Shareholder) appeared on Schedule A of Gunn & Company Investment Management, Inc.
Form ADVobserved 5 days ago
Occurred
Dec 18, 2020
Control person joined
P Elizabeth Dewitt (Shareholder) appeared on Schedule A of Gunn & Company Investment Management, Inc.
Form ADVobserved 5 days ago
Occurred
Oct 27, 2017
First Form ADV filing
Gunn & Company Investment Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07625db4-407f-81ee-91ea-cd73c32ce27a
First observed: Mar 20, 2012
Last observed: Feb 19, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUNN & COMPANY INVESTMENT MANAGEMENT, INC.

CRD 120084

JACKSONVILLE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07625db4-407f-81ee-91ea-cd73c32ce27a

Data as of Feb 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:25 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SUSAN RAE HUGHES

n/a

JACKSONVILLE, FL

n/a

MARSHALL DEAN GUNN

n/a

JACKSONVILLE, FL

SHAWN JOSEPH MCCABE

Certified Financial Planner|Personal Financial Specialist

JACKSONVILLE, FL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DeWitt, Elizabeth, P

Shareholder

yes

10/2020

Dec 18, 2020

Jul 31, 2024

GUNN, MARSHALL, DEAN

President

yes

11/1996

Mar 20, 2012

Jul 31, 2024

HUGHES, SUSAN, RAE

CHIEF COMPLIANCE OFFICER

yes

10/2007

Mar 20, 2012

Jul 31, 2024

MORRELL, RENEE, LYNN

VICE PRESIDENT

yes

07/2015

Mar 20, 2012

Jul 31, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GUNN & COMPANY, CPA, PA

n/a

yes

n/a

MARSHALL D. GUNN, JR.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 19, 2026

$214M

n/a

2024

Apr 22, 2025

$195M

n/a

2023

Mar 27, 2024

$168M

n/a

2022

Mar 27, 2023

$132M

n/a

2021

Mar 30, 2022

$248M

n/a

2020

Mar 30, 2021

$190M

n/a

2019

Mar 27, 2020

$161M

n/a

2018

Mar 28, 2019

$121M

n/a

2017

Mar 26, 2018

$109M

n/a

2014

Jan 28, 2015

$60.7M

n/a

2013

Mar 31, 2014

$93.4M

n/a

2012

Feb 22, 2013

$92.0M

n/a

2011

Mar 20, 2012

$90.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$214M

$195M

9.8%

$132M

17.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FINANCIAL INDEPENDENCE ADVISORS, LLC

Oct 4, 2022

Apr 7, 2022

JACKSONVILLE, FL

Team lift out

RIA to RIA

50.0%

FINANCIAL INDEPENDENCE ADVISORS, LLC

Aug 15, 2022

Jan 1, 2025

JACKSONVILLE, FL

Team lift out

RIA to RIA

33.3%