DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gunn & Company Investment Management, Inc.
Latest filing Feb 19, 2026
First filing on the tape Mar 20, 2012 · 35 filings
SEC status approved since Nov 27, 2017
RAUM
$214M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$207M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$71.2M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$214M as of Feb 19, 2026
Mar 20, 2012$90.5M then
HNW client RAUM$164M as of Feb 19, 2026
Mar 26, 2018$72.3M then
State-registered IARs (5.B.3)3 as of Feb 19, 2026
Mar 20, 20120 then
Employees (5.A)5 as of Feb 19, 2026
Feb 22, 20133 then
Private funds: no history
RAUM +9.8% over the last fiscal year+17% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $71.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 57derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $493,138derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $6.0M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$164M77%
- Individuals$43.5M20%
- Pension and profit-sharing plans$6.4M3.0%
- Charitable organizations$1,3180.0%
- Individual clients
- 114reported
- HNW clients
- 58reported
- Pension plan clients
- 10reported
- Charitable clients
- 1reported
- Accounts
- 433reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.0M for 4 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Susan Rae Hughes | Jacksonville, Fl | Jan 18, 2000 | 29 y | 0 |
| Marshall Dean Gunn | Jacksonville, Fl | Feb 26, 2021 | 32 y | 1 |
| Shawn Joseph MccabeCertified Financial Planner, Personal Financial Specialist | Jacksonville, Fl | Jul 10, 2024 | 18 y | 6 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kenneth Ryan Krey to Financial Independence Advisors, LLCOct 4, 2022 · RIA to RIA
- Brian Allen Hall to Financial Independence Advisors, LLCOct 4, 2022 · RIA to RIA
- Isaac Jacob Brohinsky to Financial Independence Advisors, LLCAug 15, 2022 · RIA to RIA
- Joel Clayton Chamberlain to Financial Independence Advisors, LLCAug 15, 2022 · RIA to RIA
Joined, latest
- Shawn Joseph Mccabe from Cps Investment AdvisorsJul 10, 2024 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Financial Independence Advisors, LLCOct 4, 2022 · Jacksonville, Fl
- 2 left for Financial Independence Advisors, LLCAug 15, 2022 · Jacksonville, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P Elizabeth Dewitt · Shareholdercontrolsince 10/2020 · owns 5% to 10%
- Dean Marshall Gunn · Presidentcontrolsince 11/1996 · owns 50% to 75%
- Rae Susan Hughes · Chief Compliance Officercontrolsince 10/2007 · owns 10% to 25%
- Lynn Renee Morrell · Vice Presidentcontrolsince 07/2015 · owns 10% to 25%
Related persons
Schedule D 7.A
- Gunn & Company, Cpa, Painsurancen
- Marshall D. Gunn, Jr.insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jacksonville, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 412 to 433Apr 22, 2025 to Feb 19, 2026
- Corporate clients · 1.0 to unsetApr 22, 2025 to Feb 19, 2026
- HNW clients · 57 to 58Apr 22, 2025 to Feb 19, 2026
- Individual clients · 107 to 114Apr 22, 2025 to Feb 19, 2026
- Assets in custody · $6.9M to $6.0MApr 22, 2025 to Feb 19, 2026
- Discretionary RAUM · $195M to $214MApr 22, 2025 to Feb 19, 2026
- HNW RAUM · $156M to $164MApr 22, 2025 to Feb 19, 2026
- Individual RAUM · $32.5M to $43.5MApr 22, 2025 to Feb 19, 2026
- Pension RAUM · $5.5M to $6.4MApr 22, 2025 to Feb 19, 2026
- RAUM · $195M to $214MApr 22, 2025 to Feb 19, 2026
- Financial planning clients · 0 to 0Jan 8, 2025 to Apr 22, 2025
- Accounts · 396 to 412Jul 31, 2024 to Jan 8, 2025
- Corporate clients · unset to 1.0Jul 31, 2024 to Jan 8, 2025
- HNW clients · 55 to 57Jul 31, 2024 to Jan 8, 2025
- Individual clients · 104 to 107Jul 31, 2024 to Jan 8, 2025
- Pension plan clients · 9 to 10Jul 31, 2024 to Jan 8, 2025
- Assets in custody · $6.2M to $6.9MJul 31, 2024 to Jan 8, 2025
- Employees · 4 to 5Jul 31, 2024 to Jan 8, 2025
- State-registered IARs · 2 to 3Jul 31, 2024 to Jan 8, 2025
- Discretionary RAUM · $168M to $195MJul 31, 2024 to Jan 8, 2025
- HNW RAUM · $140M to $156MJul 31, 2024 to Jan 8, 2025
- Individual RAUM · $23.8M to $32.5MJul 31, 2024 to Jan 8, 2025
- Pension RAUM · $3.9M to $5.5MJul 31, 2024 to Jan 8, 2025
- RAUM · $168M to $195MJul 31, 2024 to Jan 8, 2025
- Accounts · 364 to 396Sep 6, 2023 to Mar 27, 2024
- Charity clients · unset to 1.0Sep 6, 2023 to Mar 27, 2024
- HNW clients · 109 to 55Sep 6, 2023 to Mar 27, 2024
- Individual clients · 52 to 104Sep 6, 2023 to Mar 27, 2024
- Pension plan clients · unset to 9.0Sep 6, 2023 to Mar 27, 2024
- Assets in custody · $4.2M to $6.2MSep 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $132M to $168MSep 6, 2023 to Mar 27, 2024
- HNW RAUM · $106M to $140MSep 6, 2023 to Mar 27, 2024
- Individual RAUM · $24.8M to $23.8MSep 6, 2023 to Mar 27, 2024
- Pension RAUM · $1.0M to $3.9MSep 6, 2023 to Mar 27, 2024
- RAUM · $132M to $168MSep 6, 2023 to Mar 27, 2024
- Pension RAUM · $523,707 to $1.0MNov 21, 2022 to Mar 27, 2023
- RAUM · $121M to $132MNov 21, 2022 to Mar 27, 2023
- Accounts · 363 to 364Nov 21, 2022 to Mar 27, 2023
- Corporate clients · 1.0 to unsetNov 21, 2022 to Mar 27, 2023
- HNW clients · 164 to 109Nov 21, 2022 to Mar 27, 2023
Signals
15 dated events
- Gunn & Company Investment Management, Inc. reported RAUM $121.3M, down 51% from $248.1M (2022-04-05 to 2022-11-21)Nov 21, 2022 · RAUM change · derived
- Kenneth Ryan Krey left Gunn & Company Investment Management, Inc. for Financial Independence Advisors, Llc (registered 2022-01-26)Oct 4, 2022 · Advisor changed firm · fact
- Brian Allen Hall left Gunn & Company Investment Management, Inc. for Financial Independence Advisors, Llc (registered 2022-04-07)Oct 4, 2022 · Advisor changed firm · fact
- 2 advisors left Gunn & Company Investment Management, Inc. (Jacksonville, FL) for Financial Independence Advisors, LLC on the same dayOct 4, 2022 · Team lift-out · derived
- Isaac Jacob Brohinsky left Gunn & Company Investment Management, Inc. for Financial Independence Advisors, Llc (registered 2022-01-26)Aug 15, 2022 · Advisor changed firm · fact
- Joel Clayton Chamberlain left Gunn & Company Investment Management, Inc. for Financial Independence Advisors, Llc (registered 2025-01-01)Aug 15, 2022 · Advisor changed firm · fact
- 2 advisors left Gunn & Company Investment Management, Inc. (Jacksonville, FL) for Financial Independence Advisors, LLC on the same dayAug 15, 2022 · Team lift-out · derived
- Clayton Joel Chamberlain (Shareholder) no longer on Schedule A of Gunn & Company Investment Management, Inc. (listed 2021-10-22, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Ryan Kenneth Krey (Shareholder) no longer on Schedule A of Gunn & Company Investment Management, Inc. (listed 2021-10-22, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Jacob Isaac Brohinsky (Shareholder) no longer on Schedule A of Gunn & Company Investment Management, Inc. (listed 2021-10-22, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Clayton Joel Chamberlain (Shareholder) appeared on Schedule A of Gunn & Company Investment Management, Inc.Mar 30, 2021 · Control person joined · fact
- Ryan Kenneth Krey (Shareholder) appeared on Schedule A of Gunn & Company Investment Management, Inc.Mar 30, 2021 · Control person joined · fact
- Jacob Isaac Brohinsky (Shareholder) appeared on Schedule A of Gunn & Company Investment Management, Inc.Mar 30, 2021 · Control person joined · fact
- P Elizabeth Dewitt (Shareholder) appeared on Schedule A of Gunn & Company Investment Management, Inc.Dec 18, 2020 · Control person joined · fact
- Gunn & Company Investment Management, Inc. filed its initial SEC registration (Form ADV)Oct 27, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 904-296-2025reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- gunncoim.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 904-296-2025reportedpublic record, Form ADV, Feb 19, 2026
- Contact form
- gunncoim.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $71.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026