DFX Intelligence

B•••• A•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist10 years in industry

B•••• A•••• H•••

Advisor at C••••• I••••••••• A••••••• L••

Fort Smith, AR | Jacksonville, FL

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Search this name across graphsid dfx:ria:d5835da9-6573-7057-fde1-cbced1dea88b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Sep 7, 2025	n/a	yes	Fort Smith, AR\|Jacksonville, FL	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Jan 27, 2023	Sep 8, 2025	no	DALLAS, TX\|Jacksonville, FL\|Fort Smith, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	C••••• I••••••••• A••••••• L••	Sep 8, 2025	Sep 7, 2025	-1	Bulk transfer	Ibd to ibd
F•••••••• I••••••••• A•••••••• L••	A•••••• A••••••• S•••••••	Jan 4, 2023	Jan 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
120084:317193:FL:2022-10-04	Oct 4, 2022	Apr 7, 2022	JACKSONVILLE, FL	Firm change after gap

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Sep 7, 2025 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 27, 2023 to Sep 8, 2025factForm ADV
→ F•••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 7, 2022 to Jan 4, 2023factForm ADV
→ G••• • C•••••• I••••••••• M••••••••• I•••

Dated events

Occurred
Jan 4, 2023
Advisor changed firm
B•••• A•••• H••• left F•••••••• I••••••••• A•••••••• L•• for A•••••• A••••••• S••••••• (registered 2023-01-27)
Form ADVobserved 7 days ago
Occurred
Oct 4, 2022
Advisor changed firm
B•••• A•••• H••• left G••• • C•••••• I••••••••• M••••••••• I••• for F•••••••• I••••••••• A•••••••• L•• (registered 2022-04-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5835da9-6573-7057-fde1-cbced1dea88b
First observed: Mar 16, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.