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Advisor at LEVEL FOUR ADVISORY SERVICES
Clayton, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LEVEL FOUR ADVISORY SERVICES | Bd affiliated wealth | Dec 8, 2025 | n/a | yes | Clayton, NC | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 26, 2013 | Dec 11, 2025 | no | RALEIGH, NC|CLAYTON, NC|CLAYTON, NC|CARY, NC|FUQUAY-VARINA, NC | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 18, 2011 | Jun 28, 2013 | no | RALEIGH, NC|CARY, NC|RALEIGH, NC|RALEIGH, NC|GARNER, NC|RALEIGH, NC | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 12, 2004 | Jul 13, 2011 | no | RALEIGH, NC|RALEIGH, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | LEVEL FOUR ADVISORY SERVICES | Dec 11, 2025 | Dec 8, 2025 | -3 | Firm change | Ibd to ibd |
| FIFTH THIRD SECURITIES, INC. | LPL FINANCIAL LLC | Jun 28, 2013 | Jun 26, 2013 | -2 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | FIFTH THIRD SECURITIES, INC. | Jul 13, 2011 | Jul 18, 2011 | 5 | Firm change | Other |