RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•• F••••••• L•••••
- L•••• F••• A••••••• S••••••• BD affiliated currentsince Dec 8, 2025 · Clayton, Nc
- L•• F•••••••• L•• BD affiliatedJun 26, 2013 to Dec 11, 2025 · Raleigh, Nc
- F•••• T•••• S••••••••• I••• BD affiliatedJul 18, 2011 to Jun 28, 2013 · Raleigh, Nc
- E•••••••• A•••••••• L•• national BDMar 12, 2004 to Jul 13, 2011 · Raleigh, Nc
- L•• F•••••••• L•• to L•••• F••• A••••••• S•••••••left Dec 11, 2025, registered Dec 8, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- F•••• T•••• S••••••••• I••• to L•• F•••••••• L••left Jun 28, 2013, registered Jun 26, 2013 (-2 days) · Other
- E•••••••• A•••••••• L•• to F•••• T•••• S••••••••• I•••left Jul 13, 2011, registered Jul 18, 2011 (5 days) · Other
- R•• F••••••• L••••• left L•• F•••••••• L•• for L•••• F••• A••••••• S••••••• (registered 2025-12-08)Dec 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address