J••• H••

Advisor at H•••••••• A•••••••• L••

North Andover, MA | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:07778d88-f294-48bd-dea6-441afa3e0787

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 23, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Dec 19, 2023	n/a	yes	North Andover, MA\|CHICAGO, IL	Current employment
B••••• H••• A•••••••• L••	Former SEC adviser	Oct 25, 2022	Nov 2, 2023	no	NORTH ANDOVER, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• H••• A•••••••• L••	H•••••••• A•••••••• L••	Nov 2, 2023	Dec 19, 2023	47	Firm change	RIA to ibd
N•••• W••••• M••••••••• L••	B••••• H••• A•••••••• L••	Sep 30, 2022	Oct 25, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
141306:145323:MA:2023-11-02	Nov 2, 2023	Dec 19, 2023	NORTH ANDOVER, MA	Firm change
133096:317032:MA:2021-11-01	Nov 1, 2021	Nov 10, 2021	NORTH ANDOVER, MA	Firm change

Relationships

Registered with (4)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 19, 2023 to presentfactForm ADV
→ B••••• H••• A•••••••• L••Registered adviserregistration: previous registration
Oct 25, 2022 to Nov 2, 2023factForm ADV
→ N•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 10, 2021 to Sep 30, 2022factForm ADV
→ N•• E•••••• I••••••••• • R••••••••• G••••• I•••

Dated events

Occurred
Nov 2, 2023
Advisor changed firm
J••• H•• left B••••• H••• A•••••••• L•• for H•••••••• A•••••••• L•• (registered 2023-12-19)
Form ADVobserved 7 days ago
Occurred
Sep 30, 2022
Advisor changed firm
J••• H•• left N•••• W••••• M••••••••• L•• for B••••• H••• A•••••••• L•• (registered 2022-10-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07778d88-f294-48bd-dea6-441afa3e0787
First observed: Apr 23, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.