DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• H••

H•••••••• A•••••••• L••BD affiliatedNorth Andover, Ma IA-onlyIAPD 4857462

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as J••• Matthew Ham

At current firm

2 y

since Dec 19, 2023

In the industry

18 y

since Jun 1, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••••• A•••••••• L•• BD affiliated current
since Dec 19, 2023 · North Andover, Ma
B••••• H••• A•••••••• L•• former
Oct 25, 2022 to Nov 2, 2023 · North Andover, Ma
N•••• W••••• M••••••••• L•• former
Nov 10, 2021 to Sep 30, 2022 · North Andover, Ma
N•• E•••••• I••••••••• • R••••••••• G••••• I••• former
Apr 23, 2018 to Nov 1, 2021 · North Andover, Ma

Moves

a registration end followed by a registration begin elsewhere

B••••• H••• A•••••••• L•• to H•••••••• A•••••••• L••
left Nov 2, 2023, registered Dec 19, 2023 (47 days) · RIA to affiliated broker-dealer or bank · moved with a team
N•••• W••••• M••••••••• L•• to B••••• H••• A•••••••• L••
left Sep 30, 2022, registered Oct 25, 2022 (25 days) · RIA to RIA
N•• E•••••• I••••••••• • R••••••••• G••••• I••• to N•••• W••••• M••••••••• L••
left Nov 1, 2021, registered Nov 10, 2021 (9 days) · RIA to a newly registered adviser · moved with a team

Signals

J••• H•• left B••••• H••• A•••••••• L•• for H•••••••• A•••••••• L•• (registered 2023-12-19)
Nov 2, 2023 · Advisor changed firm · fact
J••• H•• left N•••• W••••• M••••••••• L•• for B••••• H••• A•••••••• L•• (registered 2022-10-25)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address