J••••• J••••••

Advisor at L•••

Scottsdale, AZ | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0792114f-c27c-b067-f4c9-449e2b8056d3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 14, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••	Independent wealth	Jun 13, 2025	n/a	yes	Scottsdale, AZ\|LOS ANGELES, CA	Current employment
C••••••••• F••••••••	Former SEC adviser	Dec 1, 2021	Jun 16, 2025	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F••••••••	L•••	Jun 16, 2025	Jun 13, 2025	-3	Firm change	RIA to RIA
V••••••• A•••••••• I•••	C••••••••• F••••••••	Nov 12, 2021	Dec 1, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
143442:269866:AZ:2025-06-16	Jun 16, 2025	Jun 13, 2025	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (4)

→ L•••Registered adviserregistration: current employment
Jun 13, 2025 to presentfactForm ADV
→ C••••••••• F••••••••Registered adviserregistration: previous registration
Dec 1, 2021 to Jun 16, 2025factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 20, 2020 to Nov 12, 2021factForm ADV
→ E••••• J••••

Dated events

Occurred
Jun 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0792114f-c27c-b067-f4c9-449e2b8056d3
First observed: Dec 14, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.