RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J••••••
- L••• independent RIA currentsince Jun 13, 2025 · Scottsdale, Az
- C••••••••• F•••••••• formerDec 1, 2021 to Jun 16, 2025 · Scottsdale, Az
- V••••••• A•••••••• I••• BD affiliatedOct 20, 2020 to Nov 12, 2021 · Scottsdale, Az
- E••••• J•••• national BDDec 14, 2018 to Sep 9, 2020 · Maryland Heights, Mo
- C••••••••• F•••••••• to L•••left Jun 16, 2025, registered Jun 13, 2025 (-3 days) · RIA to RIA · moved with a team
- V••••••• A•••••••• I••• to C••••••••• F••••••••left Nov 12, 2021, registered Dec 1, 2021 (19 days) · Affiliated broker-dealer or bank to independent RIA
- E••••• J•••• to V••••••• A•••••••• I•••left Sep 9, 2020, registered Oct 20, 2020 (41 days) · Affiliated broker-dealer or bank to another
- J••••• J•••••• left C••••••••• F•••••••• for Lido (registered 2025-06-13)Jun 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address