DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Dublin, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jan 9, 2023 | n/a | yes | Dublin, OH | Current employment |
| GRYPHON FINANCIAL PARTNERS | Independent wealth | Mar 17, 2022 | Nov 9, 2022 | no | COLUMBUS, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 20, 2019 | Mar 2, 2022 | no | COLUMBUS, OH|NEW YORK, NY|FORT LAUDERDALE, FL|COLUMBUS, OH|COLUMBUS, OH|DUBLIN, OH|DENVER, CO|COLUMBUS, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GRYPHON FINANCIAL PARTNERS | RAYMOND JAMES & ASSOCIATES, INC. | Nov 9, 2022 | Jan 9, 2023 | 61 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | GRYPHON FINANCIAL PARTNERS | Mar 2, 2022 | Mar 17, 2022 | 15 | Firm change | Wirehouse to RIA |