DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jacob A King
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Jake Alexander King
At current firm
3 y
since Jan 9, 2023
In the industry
12 y
since Aug 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Jan 9, 2023 · Dublin, Oh
- Gryphon Financial Partners independent RIAMar 17, 2022 to Nov 9, 2022 · Columbus, Oh
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 20, 2019 to Mar 2, 2022 · Columbus, Oh
Moves
a registration end followed by a registration begin elsewhere
- Gryphon Financial Partners to Raymond James & Associates, Inc.left Nov 9, 2022, registered Jan 9, 2023 (61 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Gryphon Financial Partnersleft Mar 2, 2022, registered Mar 17, 2022 (15 days) · Wirehouse to independent RIA
Signals
- Jacob A King left Gryphon Financial Partners for Raymond James & Associates, Inc. (registered 2023-01-09)Nov 9, 2022 · Advisor changed firm · fact
- Jacob A King left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Gryphon Financial Partners (registered 2022-03-17)Mar 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address