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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)25 years in industry

MATTHEW JAMES PULSIPHER

Advisor at ALLWORTH FINANCIAL, L.P.

FOLSOM, CA | VANCOUVER, WA

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Search this name across graphsid dfx:ria:07b94154-edec-46a3-36ce-474660dcb5b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 25, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLWORTH FINANCIAL, L.P.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 14, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Dec 14, 2000
First registration: Oct 25, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4264954

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Nov 7, 2024	n/a	yes	VANCOUVER, WA\|FOLSOM, CA	Current employment
ARBOR POINT ADVISORS	Former SEC adviser	Nov 6, 2020	Nov 5, 2024	no	VANCOUVER, WA\|VANCOUVER, WA	Previous registration
KMS FINANCIAL SERVICES, INC	Former SEC adviser	Jul 20, 2018	Nov 6, 2020	no	Vancouver, WA\|SEATTLE, WA\|Santa Cruz, CA\|SEATTLE, WA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Feb 28, 2012	Jul 26, 2018	no	GREENWOOD VILLAGE, CO\|PORTLAND, OR\|SANTA CRUZ, CA\|VANCOUVER, WA\|SANTA CRUZ, CA	Previous registration
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Apr 4, 2008	Feb 28, 2012	no	RENTON, WA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 25, 2004	Apr 2, 2008	no	PORTLAND, OR\|LAKE OSWEGO, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ARBOR POINT ADVISORS	ALLWORTH FINANCIAL, L.P.	Nov 5, 2024	Nov 7, 2024	2	Firm change	Ibd to ibd
KMS FINANCIAL SERVICES, INC	ARBOR POINT ADVISORS	Nov 6, 2020	Nov 6, 2020	0	Channel change	Ibd to ibd
CETERA ADVISORS LLC	KMS FINANCIAL SERVICES, INC	Jul 26, 2018	Jul 20, 2018	-6	Firm change	Ibd to ibd
PACIFIC WEST FINANCIAL CONSULTANTS INC	CETERA ADVISORS LLC	Feb 28, 2012	Feb 28, 2012	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	PACIFIC WEST FINANCIAL CONSULTANTS INC	Apr 2, 2008	Apr 4, 2008	2	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165127:111167:WA:2024-11-05	Nov 5, 2024	Nov 7, 2024	VANCOUVER, WA	Firm change
3866:165127:WA:2020-11-06	Nov 6, 2020	Nov 6, 2020	SEATTLE, WA	Firm change
10299:3866:CA:2018-07-26	Jul 26, 2018	Jul 20, 2018	SANTA CRUZ, CA	Firm change

Relationships

Registered with (6)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
Nov 7, 2024 to presentfactForm ADV
→ ARBOR POINT ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2020 to Nov 5, 2024factForm ADV
→ KMS FINANCIAL SERVICES, INCRegistered adviserregistration: previous registration
Jul 20, 2018 to Nov 6, 2020factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Feb 28, 2012 to Jul 26, 2018factForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Apr 4, 2008 to Feb 28, 2012factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 25, 2004 to Apr 2, 2008factForm ADV

Dated events

Occurred
Nov 5, 2024
Advisor changed firm
Matthew James Pulsipher left Arbor Point Advisors for Allworth Financial, L.P. (registered 2024-11-07)
Form ADVobserved 5 days ago