DFX Intelligence

D•••• K•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

D•••• K•••• C•••••••

Advisor at D••••••••• F••• A••••••• L•

AUSTIN, TX

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Search this name across graphsid dfx:ria:07c10184-5ebb-cb04-9c26-c40085970791

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• F••• A••••••• L•
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Feb 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• F••• A••••••• L•	Asset manager	May 23, 2013	n/a	yes	AUSTIN, TX	Current employment
D••••••••• S•••••••• ••• L••	Former SEC adviser	Mar 7, 2012	Dec 18, 2013	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• S•••••••• ••• L••	D••••••••• F••• A••••••• L•	Dec 18, 2013	May 23, 2013	-209	Channel change	Other
D••••••••• F••• A••••••• L•	D••••••••• S•••••••• ••• L••	Mar 13, 2012	Mar 7, 2012

Relationships

Registered with (2)

→ D••••••••• F••• A••••••• L•Registered adviserregistration: previous registration
Feb 21, 2012 to Mar 13, 2012factForm ADV
→ D••••••••• S•••••••• ••• L••Registered adviserregistration: previous registration
Mar 7, 2012 to Dec 18, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07c10184-5ebb-cb04-9c26-c40085970791
First observed: Feb 21, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.