RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• K•••• C•••••••
- D••••••••• F••• A••••••• L• asset manager currentsince May 23, 2013 · Austin, Tx
- D••••••••• S•••••••• ••• L•• formerMar 7, 2012 to Dec 18, 2013 · Austin, Tx
- D••••••••• F••• A••••••• L• asset managerFeb 21, 2012 to Mar 13, 2012 · Austin, Tx
- D••••••••• S•••••••• ••• L•• to D••••••••• F••• A••••••• L•left Dec 18, 2013, registered May 23, 2013 (-209 days) · channel change inside one enterprise, not a move
- D••••••••• F••• A••••••• L• to D••••••••• S•••••••• ••• L••left Mar 13, 2012, registered Mar 7, 2012 (-6 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address