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Advisor at SOUTH COVE FINANCIAL, LLC
Kirkland , WA | HENDERSON, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUTH COVE FINANCIAL, LLC | Independent wealth | Sep 9, 2026 | n/a | yes | Kirkland , WA|HENDERSON, NV | Current employment |
| SOUTH COVE FINANCIAL, LLC | Independent wealth | Apr 16, 2019 | Aug 28, 2025 | no | HENDERSON, NV | Previous registration |
| BROOKSTONE WEALTH ADVISORS, LLC | No RAUM reported | Mar 13, 2017 | Apr 8, 2019 | no | BELLEVUE, WA|KIRKLAND, WA | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Jun 1, 2016 | Mar 10, 2017 | no | Bellevue, WA | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Apr 28, 2015 | Jun 7, 2016 | no | BELLEVUE, WA|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROOKSTONE WEALTH ADVISORS, LLC | SOUTH COVE FINANCIAL, LLC | Apr 8, 2019 | Apr 16, 2019 | 8 | Firm change | RIA to RIA |
| AE WEALTH MANAGEMENT, LLC | BROOKSTONE WEALTH ADVISORS, LLC | Mar 10, 2017 | Mar 13, 2017 | 3 | Firm change | Other |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | AE WEALTH MANAGEMENT, LLC | Jun 7, 2016 | Jun 1, 2016 | -6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 132070:282580:FL:2016-06-06 | Jun 7, 2016 | Jun 1, 2016 | SARASOTA, FL | Firm change |