DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• I•••••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• I••••••••• | Asset manager | Oct 21, 2022 | n/a | yes | Milwaukee, WI|SEATTLE, WA|Boston, MA | Current employment |
| P••••••• A••••••• L•• | Asset manager | Dec 6, 2020 | May 3, 2022 | no | Bethesda, MD|BETHESDA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••••••• A••••••• L•• | R•••••• I••••••••• | May 3, 2022 | Oct 21, 2022 | 171 | Firm change | Other |
| T• R••• P•••• A••••••••• I••• | P••••••• A••••••• L•• | Mar 10, 2020 | Dec 6, 2020 |
| T• R••• P•••• A••••••••• I••• | Asset manager | Feb 26, 2019 | Mar 10, 2020 | no | OWINGS MILLS, MD | Previous registration |
| T• R••• P•••• A••••••• S•••••••• I••• | Bd affiliated wealth | Oct 16, 2018 | Mar 5, 2019 | no | OWINGS MILLS, MD | Previous registration |
| L•••• A••••• • C•• L•• | Asset manager | Apr 19, 2017 | Apr 30, 2018 | no | JERSEY CITY, NJ | Previous registration |
| Firm change |
| Other |
| T• R••• P•••• A••••••• S•••••••• I••• | T• R••• P•••• A••••••••• I••• | Mar 5, 2019 | Feb 26, 2019 | -7 | Bulk transfer | Other |
| L•••• A••••• • C•• L•• | T• R••• P•••• A••••••• S•••••••• I••• | Apr 30, 2018 | Oct 16, 2018 | 169 | Firm change | Other |