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RIA / WealthAdvisor18 years in industry

ERIC MARTIN JACOBS

Advisor at GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC

DENVER, CO

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Search this name across graphsid dfx:ria:07eed4c8-4d4a-039c-5ee4-542352ca9580

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 14, 2008
First registration: Aug 28, 2008
Dual registered: no
Other names: ERIC JACOBS
IAPD individual key: 5546214

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC	Independent wealth	Feb 4, 2022	n/a	yes	DENVER, CO\|DENVER, CO	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 23, 2015	Feb 15, 2022	no	DENVER, CO\|Denver, CO	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Aug 22, 2012	Dec 11, 2014	no	COLORADO SPGS, CO\|DENVER, CO	Previous registration
J.P. MORGAN INSTITUTIONAL INVESTMENTS	Former SEC adviser	Apr 27, 2011	Jun 4, 2012	no	ENGLEWOOD, CO	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 29, 2009	Apr 28, 2011	no	WESTMINSTER, CO	Previous registration
EDWARD JONES	National bd RIA	Aug 28, 2008	Feb 18, 2009	no	ST LOUIS, MO\|DENVER, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC	Feb 15, 2022	Feb 4, 2022	-11	Firm change	Ibd to RIA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	MML INVESTORS SERVICES, LLC	Dec 11, 2014	Mar 23, 2015	102	Firm change	Other
J.P. MORGAN INSTITUTIONAL INVESTMENTS	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Jun 4, 2012	Aug 22, 2012	79	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN INSTITUTIONAL INVESTMENTS	Apr 28, 2011	Apr 27, 2011	-1	Firm change	Other
EDWARD JONES	CHASE INVESTMENT SERVICES CORP.	Feb 18, 2009	May 29, 2009	100	Firm change	Other

Relationships

Registered with (6)

→ GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLCRegistered adviserregistration: current employment
Feb 4, 2022 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 23, 2015 to Feb 15, 2022factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Aug 22, 2012 to Dec 11, 2014factForm ADV
→ J.P. MORGAN INSTITUTIONAL INVESTMENTSRegistered adviserregistration: previous registration
Apr 27, 2011 to Jun 4, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 29, 2009 to Apr 28, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 28, 2008 to Feb 18, 2009factForm ADV

Dated events

Occurred
Feb 15, 2022
Advisor changed firm
Eric Martin Jacobs left Mml Investors Services, Llc for Global Wealth Strategies And Associates, Llc (registered 2022-02-04)
Form ADVobserved 5 days ago