DFX Intelligence

K•••• E••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

K•••• E••• M•••••

Advisor at H•••••••• P••••••• P•••••••

Bloomfield Hills, MI | DOWNERS GROVE, IL

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Search this name across graphsid dfx:ria:07f6498e-31dc-8f61-fd76-a7fca7da3a4f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• P••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 24, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• P••••••• P•••••••	Independent wealth	Dec 8, 2021	n/a	yes	DOWNERS GROVE, IL\|Bloomfield Hills, MI	Current employment
H•••••••• A•••••• G••••• L••	Former SEC adviser	Sep 4, 2015	Dec 31, 2021	no	TROY, MI\|DOWNERS GROVE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••••• A•••••• G••••• L••	H•••••••• P••••••• P•••••••	Dec 31, 2021	Dec 8, 2021	-23	Bulk transfer	RIA to new firm

Relationships

Registered with (2)

→ H•••••••• P••••••• P•••••••Registered adviserregistration: current employment
Dec 8, 2021 to presentfactForm ADV
→ H•••••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Sep 4, 2015 to Dec 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:07f6498e-31dc-8f61-fd76-a7fca7da3a4f
First observed: Sep 4, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.