DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••• F•••• A•••••••
BIRMINGHAM, AL | HAMILTON, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | Dec 16, 2025 | n/a | yes | HAMILTON, AL|BIRMINGHAM, AL | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 6, 2022 | Dec 16, 2025 | no | NORTH BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | W•••• F•••• A••••••• | Dec 16, 2025 | Dec 16, 2025 | 0 | Firm change | Ibd to wirehouse |
| C••••• I••••••••• A••••••• L•• | L•• F•••••••• L•• | Sep 6, 2022 | Sep 6, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:AL:2022-09-06 | Sep 6, 2022 | Sep 6, 2022 | BIRMINGHAM, AL | Firm change |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Oct 30, 2019 | Sep 6, 2022 | no | BIRMINGHAM, AL | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 3, 2018 | Oct 29, 2019 | no | Gadsen, AL | Previous registration |
| I••••••••• P••••••••• I••• | Former SEC adviser | Dec 2, 2016 | Sep 25, 2018 | no | Odenville, AL|GADSDEN, AL|Odenville, AL|LITTLE ROCK, AR|SAN ANTONIO, TX | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jul 29, 2016 | Dec 5, 2016 | no | GADSDEN, AL | Previous registration |
| E••••• J•••• | National bd RIA | Aug 24, 2009 | Aug 5, 2016 | no | ST LOUIS, MO|TRUSSVILLE, AL|RAINBOW CITY, AL | Previous registration |
| 0 |
| Firm change |
| Ibd to RIA |
| A••••••••• F•••••••• S•••••••• L•• | C••••• I••••••••• A••••••• L•• | Oct 29, 2019 | Oct 30, 2019 | 1 | Firm change | Ibd to ibd |
| I••••••••• P••••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Sep 25, 2018 | Jul 3, 2018 | -84 | Bulk transfer | Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | I••••••••• P••••••••• I••• | Dec 5, 2016 | Dec 2, 2016 | -3 | Firm change | Other |
| E••••• J•••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Aug 5, 2016 | Jul 29, 2016 | -7 | Firm change | Ibd to wirehouse |