DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at GLOBAL ASSETS ADVISORY, LLC
KAMAS, UT | ORLANDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GLOBAL ASSETS ADVISORY, LLC | Independent wealth | Jul 1, 2019 | n/a | yes | KAMAS, UT|ORLANDO, FL | Current employment |
| GLOBAL VIEW CAPITAL MANAGEMENT LLC | Independent wealth | Feb 23, 2018 | Jun 26, 2019 | no | PLEASANT GROVE, UT|WAUKESHA, WI|Kamas, UT | Previous registration |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Apr 11, 2016 | Jan 9, 2018 | no | Cottonwood Heights, UT | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jan 6, 2012 | May 2, 2016 | no | SO. JORDAN, UT | Previous registration |
| INVESTMENT ADVISORS INTERNATIONAL, INC. | n/a | Sep 1, 2011 | Jan 6, 2012 | no | SO. JORDAN, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL VIEW CAPITAL MANAGEMENT LLC | GLOBAL ASSETS ADVISORY, LLC | Jun 26, 2019 | Jul 1, 2019 | 5 | Firm change | RIA to new firm |
| ONEAMERICA SECURITIES, INC. | GLOBAL VIEW CAPITAL MANAGEMENT LLC | Jan 9, 2018 | Feb 23, 2018 | 45 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | ONEAMERICA SECURITIES, INC. | May 2, 2016 | Apr 11, 2016 | -21 | Firm change | Other |
| INVESTMENT ADVISORS INTERNATIONAL, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | Jan 6, 2012 | Jan 6, 2012 | 0 | Bulk transfer | Other |