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Reading the graph
Advisor at WELLS FARGO ADVISORS
SCRANTON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 16, 2024 | n/a | yes | SCRANTON, PA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Aug 23, 2019 | Aug 16, 2024 | no | SCRANTON, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 21, 2006 | Aug 26, 2019 | no | WILKES BARRE, PA|SCRANTON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Aug 16, 2024 | Aug 16, 2024 | 0 | Channel change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Aug 26, 2019 | Aug 23, 2019 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:PA:2024-08-15 | Aug 16, 2024 | Aug 16, 2024 | SCRANTON, PA | Firm change |
| 7691:19616:PA:2019-08-26 | Aug 26, 2019 | Aug 23, 2019 | SCRANTON, PA | Firm change |