DFX Intelligence

J•••• D•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

J•••• D•••••• L••••••

Advisor at D••••••• P••••••• L•••••

CHICAGO, IL | Chesterfield, MO

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Search this name across graphsid dfx:ria:0886c760-86cb-d617-8294-f83df246a219

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• P••••••• L•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 23, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• P••••••• L•••••	Mixed wealth	Mar 17, 2020	n/a	yes	Chesterfield, MO\|CHICAGO, IL	Current employment
R•••••• I•••••••••	Asset manager	Nov 22, 2007	Oct 3, 2018	no	CHESTERFIELD, MO\|CHESTERFIELD, MO\|CHESTERFIELD, MO\|SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• I•••••••••	D••••••• P••••••• L•••••	Oct 3, 2018	Mar 17, 2020	531	Firm change after gap	Other

Relationships

Registered with (2)

→ D••••••• P••••••• L•••••Registered adviserregistration: current employment
Mar 17, 2020 to presentfactForm ADV
→ R•••••• I•••••••••Registered adviserregistration: previous registration
Nov 22, 2007 to Oct 3, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0886c760-86cb-d617-8294-f83df246a219
First observed: Nov 22, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.