DFX Intelligence

A•••• S••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

A•••• S••••• H•••••

Advisor at T•• W••••• C••••••••• G••••

LAS VEGAS, NV | Leawood, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0888c83a-c8b8-3244-dca8-7e27ff92e109

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• W••••• C••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• W••••• C••••••••• G••••	Independent wealth	Jul 14, 2023	n/a	yes	LAS VEGAS, NV\|Leawood, KS	Current employment
V• W••••• A••••••• L••	Former SEC adviser	Nov 15, 2017	Dec 31, 2023	no	OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V• W••••• A••••••• L••	T•• W••••• C••••••••• G••••	Dec 31, 2023	Jul 14, 2023	-170	Bulk transfer	RIA to RIA
W•••••• • R•••	V• W••••• A••••••• L••	Nov 21, 2017	Nov 15, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
866:153278:OK:2017-11-20	Nov 21, 2017	Nov 15, 2017	EDMOND, OK	Firm change

Relationships

Registered with (6)

→ T•• W••••• C••••••••• G••••Registered adviserregistration: current employment
Jul 14, 2023 to presentfactForm ADV
→ V• W••••• A••••••• L••Registered adviserregistration: previous registration
Nov 15, 2017 to Dec 31, 2023factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Mar 14, 2012 to Nov 21, 2017factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0888c83a-c8b8-3244-dca8-7e27ff92e109
First observed: Sep 4, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.