RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• S••••• H•••••
- T•• W••••• C••••••••• G•••• independent RIA currentsince Jul 14, 2023 · Las Vegas, Nv
- V• W••••• A••••••• L•• formerNov 15, 2017 to Dec 31, 2023 · Overland Park, Ks
- W•••••• • R••• formerMar 14, 2012 to Nov 21, 2017 · Shawnee, Ks
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Mar 19, 2012 · Overland Park, Ks
- A••••••••• A•••••• S•••••••• I••• unclassifiedOct 22, 2004 to Oct 5, 2009 · Overland Park, Ks
- W•••• F•••• A••••••• wirehouseSep 4, 2001 to Nov 18, 2004 · Overland Park, Ks
- V• W••••• A••••••• L•• to T•• W••••• C••••••••• G••••left Dec 31, 2023, registered Jul 14, 2023 (-170 days) · corporate re-registration, not a move
- W•••••• • R••• to V• W••••• A••••••• L••left Nov 21, 2017, registered Nov 15, 2017 (-6 days) · Other · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••left Mar 19, 2012, registered Mar 14, 2012 (-5 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to A••••••••• A•••••• S•••••••• I•••left Nov 18, 2004, registered Oct 22, 2004 (-27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address