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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Terrence C Porter

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Fort Myers , FL | Fort Myers, FL

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Search this name across graphsid dfx:ria:088fd5f5-db79-ca1f-23af-c172c3aad4df

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 12, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63|S65
First exam: Oct 21, 1993
First registration: Feb 12, 1998
Dual registered: yes, broker-dealer
Other names: T C PORTER|TERRENCE C PORTER|TERRENCE CLARK PORTER|T C Porter|Terrence C Porter|TC Porter
IAPD individual key: 2390796

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	May 20, 2021	n/a	yes	Fort Myers, FL\|Fort Myers , FL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 16, 2016	May 24, 2021	no	NORTH FORT MYERS, FL\|NORTH PORT, FL\|NORTH PORT, FL\|VENICE, FL\|BONITA SPRINGS, FL\|NORTH FORT MYERS, FL\|FORT MYERS, FL\|FORT MYERS, FL\|FORT MYERS, FL	Previous registration
WADDELL & REED	Former SEC adviser	Jan 20, 2016	Feb 22, 2016	no	SAN DIEGO, CA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Aug 20, 2003	Dec 2, 2005	no	NAPLES, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 12, 1998	Jun 3, 2003	no	FT. MYERS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	May 24, 2021	May 20, 2021	-4	Firm change	Wirehouse to ibd
WADDELL & REED	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 22, 2016	Mar 16, 2016	23	Firm change	Other
FIRST ALLIED SECURITIES, INC.	WADDELL & REED	Dec 2, 2005	Jan 20, 2016	3,701	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	FIRST ALLIED SECURITIES, INC.	Jun 3, 2003	Aug 20, 2003	78	Firm change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
May 20, 2021 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 16, 2016 to May 24, 2021factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 20, 2016 to Feb 22, 2016factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Aug 20, 2003 to Dec 2, 2005factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 12, 1998 to Jun 3, 2003factForm ADV

Dated events

No dated event names this entity yet.