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C•••••••• A• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

C•••••••• A• P••••••

Advisor at J••• H•••••• P••••••• F•••••••• S•••••••• L••

BOSTON, MA | Newtown, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0893fd24-101a-f106-63ad-136c68df2d1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• H•••••• P••••••• F•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• H•••••• P••••••• F•••••••• S•••••••• L••	Bd affiliated wealth	Jan 24, 2020	n/a	yes	Newtown, PA\|BOSTON, MA	Current employment
M••••••• I••••••••• M••••••••• ••• L••	Asset manager	May 17, 2013	Apr 13, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• I••••••••• M••••••••• ••• L••	J••• H•••••• P••••••• F•••••••• S•••••••• L••	Apr 13, 2020	Jan 24, 2020	-80	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••••• I••••••••• M••••••••• ••• L••	Oct 17, 2012

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106435:174433:MA:2020-04-13	Apr 13, 2020	Jan 24, 2020	BOSTON, MA	Firm change after gap

Relationships

Registered with (3)

→ J••• H•••••• P••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 24, 2020 to presentfactForm ADV
→ M••••••• I••••••••• M••••••••• ••• L••Registered adviserregistration: previous registration
May 17, 2013 to Apr 13, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 22, 2006 to Oct 17, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0893fd24-101a-f106-63ad-136c68df2d1f
First observed: Mar 2, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.