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Advisor at IEQ CAPITAL, LLC
FOSTER CITY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IEQ CAPITAL, LLC | Independent wealth | Jan 10, 2025 | n/a | yes | FOSTER CITY, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 31, 2023 | Dec 19, 2024 | no | San Francisco, CA|Lafayette, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | IEQ CAPITAL, LLC | Dec 19, 2024 | Jan 10, 2025 | 22 | Firm change | Ibd to RIA |