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RIA / WealthAdvisor26 years in industry

LORI ROBYN HALL

Advisor at SOWELL MANAGEMENT

Woodridge, IL | NORTH LITTLE ROCK, AR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOWELL MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 10, 2000
First registration: Nov 14, 2000
Dual registered: no
Other names: LORI R ABRAMOWITZ|LORI ROBYN ABRAMOWITZ
IAPD individual key: 3026052

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOWELL MANAGEMENT	Independent wealth	Sep 19, 2016	n/a	yes	Woodridge, IL\|NORTH LITTLE ROCK, AR	Current employment
CONCERT WEALTH MANAGEMENT	Former SEC adviser	May 3, 2012	Dec 31, 2016	no	SAN JOSE, CA\|ELMHURST, IL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 29, 2012	no	Oak Brook, IL\|NAPERVILLE, IL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Dec 5, 2008	Jun 1, 2009	no	OAK BROOK, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 14, 2000	Dec 11, 2008	no	OAK BROOK, IL\|OAK BROOK, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONCERT WEALTH MANAGEMENT	SOWELL MANAGEMENT	Dec 31, 2016	Sep 19, 2016	-103	Firm change after gap	Other
MORGAN STANLEY	CONCERT WEALTH MANAGEMENT	May 29, 2012	May 3, 2012	-26	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Dec 11, 2008	Dec 5, 2008	-6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
141253:127145:IL:2016-12-31	Dec 31, 2016	Sep 19, 2016	ELMHURST, IL	Firm change after gap

Relationships

Registered with (5)

→ SOWELL MANAGEMENTRegistered adviserregistration: current employment
Sep 19, 2016 to presentfactForm ADV
→ CONCERT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 3, 2012 to Dec 31, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 29, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Dec 5, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 14, 2000 to Dec 11, 2008factForm ADV

Dated events

No dated event names this entity yet.