DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Lori R Abramowitz
At current firm
9 y
since Sep 19, 2016
In the industry
26 y
since Jan 10, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sowell Management independent RIA currentsince Sep 19, 2016 · Woodridge, Il
- Concert Wealth Management formerMay 3, 2012 to Dec 31, 2016 · San Jose, Ca
- Morgan Stanley wirehouseJun 1, 2009 to May 29, 2012 · Oak Brook, Il
- Morgan Stanley & Co. LLC unclassifiedDec 5, 2008 to Jun 1, 2009 · Oak Brook, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 14, 2000 to Dec 11, 2008 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- Concert Wealth Management to Sowell Managementleft Dec 31, 2016, registered Sep 19, 2016 (-103 days) · Other · moved with a team
- Morgan Stanley to Concert Wealth Managementleft May 29, 2012, registered May 3, 2012 (-26 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley & Co. LLCleft Dec 11, 2008, registered Dec 5, 2008 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address