DFX Intelligence

M••• E••••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

M••• E••••• L••••••••

Advisor at E• C••••• R••• F•••••••• A•••••••

Indio, CA | SANTA TERESA, NM

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Search this name across graphsid dfx:ria:08ad74e7-852e-f950-ad2c-fbc2146b5f6a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 8, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• C••••• R••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• C••••• R••• F•••••••• A•••••••	State registered	Aug 13, 2026	n/a	yes	SANTA TERESA, NM\|Indio, CA	Current employment
G••••••• A•••••••• L••	Independent wealth	Feb 26, 2026	Jun 22, 2026	no	ARDEN HILLS, MN\|Indio, CA\|Palm Desert, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••• A•••••••• L••	E• C••••• R••• F•••••••• A•••••••	Jun 22, 2026	Aug 13, 2026	52	Firm change	RIA to state RIA
B••••••••• C•••••• M••••••••• L••	G••••••• A•••••••• L••	Feb 26, 2026	Feb 26, 2026

Relationships

Registered with (4)

→ E• C••••• R••• F•••••••• A•••••••Registered adviserregistration: previous registration
Dec 12, 2017 to Dec 8, 2022factForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 26, 2026 to Jun 22, 2026factForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 2, 2023 to Feb 26, 2026factForm ADV
→ S••••• I••••••••• M••••••••• L••

Dated events

Occurred
Jun 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:08ad74e7-852e-f950-ad2c-fbc2146b5f6a
First observed: Aug 8, 2011
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.