DFX Intelligence

Data Factory

RIA / WealthAdvisor22 years in industry

COLLIN ROBERT FINGON

Advisor at INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

ORLANDO, FL | Rutland, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08af0fd2-919e-c043-09db-5b0e6d07a196

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Sep 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Aug 26, 2004
First registration: Sep 8, 2004
Dual registered: no
IAPD individual key: 4832770

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Oct 1, 2024	n/a	yes	ORLANDO, FL\|Rutland, VT	Current employment
GLOBAL ASSETS ADVISORY, LLC	Independent wealth	Sep 24, 2024	n/a	yes	Rutland, VT\|ORLANDO, FL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	Oct 15, 2024	no	RUTLAND, VT\|FAIR HAVEN, VT	Previous registration
BRIGHT FUTURES WEALTH MANAGEMENT, LLC	Independent wealth	Jan 23, 2017	Oct 2, 2024	no	Rutland, VT\|WEBSTER, NY\|Rutland, VT\|RUTLAND, VT	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Nov 9, 2011	Mar 21, 2024	no	RUTLAND, VT\|NORTHBOROUGH, MA\|RUTLAND, VT\|RUTLAND, VT\|FAIR HAVEN, VT	Previous registration
H. BECK, INC.	Former SEC adviser	Jan 22, 2010	Oct 26, 2011	no	ROCKVILLE, MD\|RUTLAND, VT	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 8, 2004	Dec 1, 2008	no	Longmeadow, MA\|RUTLAND, VT\|RUTLAND, VT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	GLOBAL ASSETS ADVISORY, LLC	Oct 15, 2024	Sep 24, 2024	-21	Firm change	Ibd to RIA
BRIGHT FUTURES WEALTH MANAGEMENT, LLC	CETERA INVESTMENT ADVISERS LLC	Oct 2, 2024	Mar 21, 2024	-195	Firm change after gap	RIA to ibd
CETERA ADVISORS LLC	BRIGHT FUTURES WEALTH MANAGEMENT, LLC	Mar 21, 2024	Jan 23, 2017	-2,614	Firm change after gap	Other
H. BECK, INC.	CETERA ADVISORS LLC	Oct 26, 2011	Nov 9, 2011	14	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	H. BECK, INC.	Dec 1, 2008	Jan 22, 2010	417	Firm change after gap	Other

Relationships

Registered with (7)

→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ GLOBAL ASSETS ADVISORY, LLCRegistered adviserregistration: current employment
Sep 24, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 21, 2024 to Oct 15, 2024factForm ADV
→ BRIGHT FUTURES WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 23, 2017 to Oct 2, 2024factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Nov 9, 2011 to Mar 21, 2024factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Jan 22, 2010 to Oct 26, 2011factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 8, 2004 to Dec 1, 2008factForm ADV

Dated events

Occurred
Oct 15, 2024
Advisor changed firm
Collin Robert Fingon left Cetera Investment Advisers Llc for Global Assets Advisory, Llc (registered 2024-09-24)
Form ADVobserved 4 days ago
Occurred
Oct 2, 2024
Advisor changed firm
Collin Robert Fingon left Bright Futures Wealth Management, Llc for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 4 days ago
Occurred
Mar 21, 2024
Advisor changed firm
Collin Robert Fingon left Cetera Advisors Llc for Bright Futures Wealth Management, Llc (registered 2017-01-23)
Form ADVobserved 4 days ago