DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Collin Robert Fingon

International Assets Investment Management, LLCBD affiliatedOrlando, Fl IA-onlyIAPD 4832770

Feed of 09/15/2026

At current firm

1 y

since Sep 24, 2024

In the industry

22 y

since Aug 26, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

International Assets Investment Management, LLC BD affiliated current
since Oct 1, 2024 · Orlando, Fl
Global Assets Advisory, LLC independent RIA current
since Sep 24, 2024 · Rutland, Vt
Cetera Investment Advisers LLC BD affiliated
Mar 21, 2024 to Oct 15, 2024 · Rutland, Vt
Bright Futures Wealth Management, LLC independent RIA
Jan 23, 2017 to Oct 2, 2024 · Rutland, Vt
Cetera Advisors LLC former
Nov 9, 2011 to Mar 21, 2024 · Rutland, Vt
H. Beck, Inc. former
Jan 22, 2010 to Oct 26, 2011 · Rockville, Md
Securian Financial Services, Inc. former
Sep 8, 2004 to Dec 1, 2008 · Longmeadow, Ma

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Global Assets Advisory, LLC
left Oct 15, 2024, registered Sep 24, 2024 (-21 days) · Affiliated broker-dealer or bank to independent RIA
Bright Futures Wealth Management, LLC to Cetera Investment Advisers LLC
left Oct 2, 2024, registered Mar 21, 2024 (-195 days) · RIA to affiliated broker-dealer or bank
Cetera Advisors LLC to Bright Futures Wealth Management, LLC
left Mar 21, 2024, registered Jan 23, 2017 (-2614 days) · Other
H. Beck, Inc. to Cetera Advisors LLC
left Oct 26, 2011, registered Nov 9, 2011 (14 days) · Other
Securian Financial Services, Inc. to H. Beck, Inc.
left Dec 1, 2008, registered Jan 22, 2010 (417 days) · Other

Signals

Collin Robert Fingon left Cetera Investment Advisers Llc for Global Assets Advisory, Llc (registered 2024-09-24)
Oct 15, 2024 · Advisor changed firm · fact
Collin Robert Fingon left Bright Futures Wealth Management, Llc for Cetera Investment Advisers Llc (registered 2024-03-21)
Oct 2, 2024 · Advisor changed firm · fact
Collin Robert Fingon left Cetera Advisors Llc for Bright Futures Wealth Management, Llc (registered 2017-01-23)
Mar 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address