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Advisor at ABLE FINANCIAL GROUP, LLC
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ABLE FINANCIAL GROUP, LLC | Independent wealth | Jan 12, 2023 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 25, 2022 | Feb 7, 2023 | no | SCOTTSDALE, AZ | Previous registration |
| ALPHA FIDUCIARY | Independent wealth | May 2, 2014 | Jun 8, 2020 | no | PHOENIX, AZ | Previous registration |
| Keatsconnelly | Former SEC adviser | Feb 13, 2009 | Mar 25, 2014 | no | PHOENIX, AZ | Previous registration |
| CROSS BORDER TAX & ACCOUNTING, LLC | n/a | Nov 13, 2007 | Oct 21, 2011 | no | PHOENIX, AZ | Previous registration |
| KEATS CONNELLY AND ASSOCIATES INC. | n/a | Apr 25, 2006 | Jun 23, 2010 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ABLE FINANCIAL GROUP, LLC | Feb 7, 2023 | Jan 12, 2023 | -26 | Firm change | Wirehouse to new firm |
| ALPHA FIDUCIARY | WELLS FARGO ADVISORS | Jun 8, 2020 | Feb 25, 2022 | 627 | Firm change after gap | RIA to wirehouse |
| Keatsconnelly | ALPHA FIDUCIARY | Mar 25, 2014 | May 2, 2014 | 38 | Firm change | Other |
| CROSS BORDER TAX & ACCOUNTING, LLC | Keatsconnelly | Oct 21, 2011 | Feb 13, 2009 | -980 | Firm change after gap | Other |
| KEATS CONNELLY AND ASSOCIATES INC. | CROSS BORDER TAX & ACCOUNTING, LLC | Jun 23, 2010 | Nov 13, 2007 | -953 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:323646:AZ:2023-02-07 | Feb 7, 2023 | Jan 12, 2023 | SCOTTSDALE, AZ | Firm change |