DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

ROBERT MANNING LOFLIN

Advisor at LPL FINANCIAL LLC

LYNCHBURG, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:08d52177-9398-ca76-6c07-76477b2f57e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 12, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 24, 1984
First registration: Mar 12, 1999
Dual registered: yes, broker-dealer
Other names: BERT LOFLIN|ROBERT MANNING LOFLIN
IAPD individual key: 1003156

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 6, 2017	n/a	yes	LYNCHBURG, VA	Current employment
THE MAIN STREET GROUP	Independent wealth	Oct 15, 2015	Nov 22, 2017	no	Lynchburgh, VA\|GLEN ALLEN, VA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Nov 12, 2003	May 21, 2012	no	LYNCHBURG, VA\|ATLANTA, GA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 12, 1999	Sep 11, 2003	no	LYNCHBURG, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE MAIN STREET GROUP	LPL FINANCIAL LLC	Nov 22, 2017	Nov 6, 2017	-16	Firm change	Other
SIGNATOR INVESTORS, INC.	THE MAIN STREET GROUP	May 21, 2012	Oct 15, 2015	1,242	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	SIGNATOR INVESTORS, INC.	Sep 11, 2003	Nov 12, 2003	62	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 6, 2017 to presentfactForm ADV
→ THE MAIN STREET GROUPRegistered adviserregistration: previous registration
Oct 15, 2015 to Nov 22, 2017factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Nov 12, 2003 to May 21, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 12, 1999 to Sep 11, 2003factForm ADV

Dated events

No dated event names this entity yet.